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People, Process, Technology, In That Order

TL;DR: I’ve written a book built on the people-process-technology structure, and I’ve lived multiple transformations. Cross-checking one against the other: every crisis we faced was a people problem or a process problem wearing technical clothing. The paper resistance was people. The near-rollback was a process gap. The server under the desk was a process gap. The structure is correct, and the order is the entire point: technology is the easiest third and the only third executives fund enthusiastically.

One of the digital transformation books I ghostwrote was organized around the people-process-technology structure, PPT, the venerable model that says transformation succeeds or fails across those three dimensions. Writing a book around a structure forces you to test it, and I had unusual test material: my own decades inside transformations at a major national retailer. So I checked the structure against everything I’d lived.

It held, and the version that held is sharper than the one on the consulting slides. I’ve come to resent those slides a little, because they draw the three thirds as equal partners, and in every transformation I lived through they were nothing of the kind.

Running my own failures through the frame

Take every crisis from the transformations in this cluster and sort it.

I’ve been called into more than one mess labeled a technology problem that contained no technology problem at all.

The war to get departments off paper: purely a people problem, job fear expressed as tool preference, solved by retraining. The near-rollback after the big-bang cutover: reads as technical, was process: we had no adequate process for validating production-scale performance before go-live and no pre-decided rollback criteria. The six-figure query optimization: a process gap in migration planning that never asked who re-tunes the query layer.

The server under the desk: a process gap in asset management, wearing a technology costume.

Transformation crises sorted by people, process and technology
Crisis Looked like Real cause
Getting departments off paper Tool preference People: job fear, solved by retraining
Near-rollback after big-bang cutover A technical failure Process: no production-scale performance validation and no pre-decided rollback criteria
Query optimization after migration A database problem Process: migration planning never asked who re-tunes the query layer
Server under the desk A technology problem Process: a gap in asset management

Score it: of the crises that threatened those transformations, technology itself caused approximately none. The machines did what machines do. Every fire started in the other two thirds.

Why does the people-process-technology order matter?

Why the people-process-technology order is the opposite of how money gets spentThe real content of the framework is not the list, it is the sequence, and the sequence runs opposite to how organisations naturally spend. Technology is the easiest third: it can be purchased, it arrives on a schedule, it demos beautifully and vendors line up to sell it. Process is harder, because it has to be examined, redesigned and enforced, and it fights back through every exception request. People are hardest, because they must be convinced, retrained and given credible answers about their own futures, and no purchase order accomplishes any of that. So the natural failure mode writes itself: fund the technology, gesture at the process, hope about the people, then watch the people and process problems present themselves as mysterious technology failures.Why the order is the opposite of the spendingEasiest to buy, hardest to fix. The money goes to the wrong end.1Technology is easiestPurchasable. Arrives on a schedule.Demos beautifully. Vendors call you.2Process is harderMust be examined, redesigned, enforcedIt fights back through every exception3People are hardestConvinced, retrained, given credibleanswers about their own futures4So the money goes backwardsFund the technology, gesture at process,hope about the peoplePeople and process problems always present themselves as mysterious technology failures.
Why the people-process-technology order is the opposite of how money gets spentThe real content of the framework is not the list, it is the sequence, and the sequence runs opposite to how organisations naturally spend. Technology is the easiest third: it can be purchased, it arrives on a schedule, it demos beautifully and vendors line up to sell it. Process is harder, because it has to be examined, redesigned and enforced, and it fights back through every exception request. People are hardest, because they must be convinced, retrained and given credible answers about their own futures, and no purchase order accomplishes any of that. So the natural failure mode writes itself: fund the technology, gesture at the process, hope about the people, then watch the people and process problems present themselves as mysterious technology failures.Why the order is the oppositeof the spendingEasiest to buy, hardest to fix. The money goes tothe wrong end.1Technology is easiestPurchasable. Arrives on a schedule.Demos beautifully. Vendors call you.2Process is harderMust be examined, redesigned, enforcedIt fights back through every exception3People are hardestConvinced, retrained, given credibleanswers about their own futures4So the money goes backwardsFund the technology, gesture at process,hope about the peoplePeople and process problems always presentthemselves as mysterious technology failures.

The structure’s real content is the sequence, and the sequence is the opposite of how organizations naturally spend. Technology is the easiest third: you can purchase it, it arrives on a schedule, it demos beautifully, and vendors line up to sell it. Process is harder: you must examine, redesign, and enforce it, and it fights back through every exception request. People are hardest: you must convince them, retrain them, and give them credible answers about their own futures, and no purchase order accomplishes any of that.

So the natural failure mode writes itself: fund the technology, gesture at the process, hope about the people, and then watch the people and process problems present themselves as mysterious technology failures, because that’s always how they present. The slow system that is “slow” because nobody redesigned the process feeding it. The failed rollout that “failed” because the workforce using it badly was never brought along. I’ve been called into more than one mess labeled a technology problem that contained no technology problem at all.

Of the crises that threatened our transformations, technology caused approximately none. Every fire started in people or process.
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What is the funding inversion in people, process and technology?

From the podcast

Ben “The Automator” Christensen puts the same point in terms of what the vendor conversation costs you, on Leaders and Their Stories: If you start from the technology end, you’re probably paying homage to some vendor who has some new sexy tool for you. The budget follows whichever end you start from, so the order is a funding decision before it is a methodology.

The structure also works as a budget observation, the form executives can act on. In every transformation I’ve seen from the inside, the spending ran technology first by a wide margin, process a distant second, people last, usually as a training line item negotiated downward late in planning. The risk ran in exactly the opposite order.

The technology, the funded part, performed. The crises came from the starved thirds: the unexamined process assumptions and the unconvinced, untrained people.

If you want a single structural intervention with more effect than any platform choice, it’s inverting a slice of that budget, moving real money from the technology column into process examination and workforce transition, and defending it when the technology column comes asking for it back. It always comes asking.

My take

Move real money out of the technology column. Every crisis we faced in those transformations was a people or process problem dressed up as tech, and the funded third performed fine. Budgets run in the opposite order of the risk. Fund process examination and workforce transition properly, then defend that money when the technology side comes asking for it back. It will come asking.

Using PPT as a diagnostic, not a slide

The practitioner’s version of the structure is one question. When something in your transformation is failing, require the technical explanation to survive one question: what would this failure look like if the technology were working perfectly? If the answer is “exactly like this,” and it usually is, you’ve located your problem in the other two thirds, and every dollar spent on the technical fix is a dollar spent decorating the symptom.

When an executive builds a book on a structure like PPT, the structure gives the book a skeleton and nothing more. Readers can get the model from a search engine in four seconds.

What they can’t get is an author who ran his own scars through it and can report where it held. A book that only explains the model wastes the reader’s time and the author’s scars, and I’d rather not write that one.

For more from this series, see The Digital Transformation Hub: real transformations, lived from the inside, decades before the term existed.

Frequently Asked Questions

What is the people, process, technology framework?
A model holding that transformation outcomes depend on three dimensions: the people who must adopt the change, the processes being redesigned, and the technology enabling it, with people and process carrying most of the risk.
Why do transformations fail on people and process instead of technology?
Technology performs to specification; adoption and process redesign don’t. People and process failures also disguise themselves as technical failures, drawing investment toward symptoms instead of causes.
How do you tell a real technology problem from a disguised one?
Ask what the failure would look like if the technology were working perfectly. If the answer matches what you see, the root cause is in people or process, whatever the symptoms suggest.

About the Author
Richard Lowe, professional ghostwriter

Richard Lowe is a professional ghostwriter and author with 113+ books authored and 54+ ghostwritten. Before writing full time he spent 33 years in enterprise technology, including 20 years as Director of Computer Operations and Technical Services at Trader Joe's. He writes nonfiction, fiction and memoir, and works with executives and experts on books that build authority.

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Disclaimer

The views and opinions expressed in this blog post are solely those of Richard Lowe and are based on personal experience and research. This content is for informational purposes only and should not be construed as professional legal, financial, accounting, or business advice. Always consult with qualified professionals before making important business or legal decisions. Richard Lowe is not a lawyer, accountant, or licensed professional advisor, and this content does not establish any professional relationship.